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Investment Bank - Surveillance and Markets Compliance

Job Type
8 Sep 2022

The organisation offers you the chance to:

  • Conduct Trade and E-comms surveillance across the APAC region on the financial markets business.
  • Assess the capabilities of current surveillance system and procedures to highlight possible areas of enhancement.
  • Conduct electronic communication surveillance system to prevent market misconduct.
  • Assist in the upkeep of an efficient and robust surveillance framework.
  • Keep up with regulatory changes and market developments.
  • Assist in providing surveillance MI and carry out continual improvement.

You offer:

  • Prior compliance experience in trade and electronic communication surveillance within the banking sector.
  • Candidates familiar with financial market products e.g., FICC.
  • Good understanding of trade and electronic communication surveillance systems.
  • Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis.

To discuss in more details and obtain further information please contact Shingo Wong on or call

EA Registration Number R. Licence Number - 16S8139

Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and New York supporting clients across the entire spectrum of financial services businesses.

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  • Job Reference: 707121824-2
  • Date Posted: 8 September 2022
  • Recruiter: Black Swan Group
  • Location: Singapore
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent