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Compliance AVP - Asset Management Firm

Hong Kong
Job Type
8 Sep 2022

My client is a global investment management firm with offices in China, Hong Kong, America, Europe, and Australia. They have about 150 staff in Hong Kong and have fund products including SFC Authorized Funds, ETFs, UCITS, etc.


  • report directly to the Head of Compliance whilst working alongside other compliance colleagues
  • responsible for SFC regulatory matters
  • review marketing materials
  • business compliance advisory
  • review and update compliance policies and procedures
  • conduct compliance training when necessary


  • bachelor degree
  • 3-5 years of compliance experience within buyside firm
  • open to candidates directly from SFC Investment Products team
  • must be fluent and articulate in Cantonese and English

Job Offer

  • international fund house
  • exposure to all different types of funds
  • great work culture

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on .

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  • Job Reference: 707120401-2
  • Date Posted: 8 September 2022
  • Recruiter: Michael Page
  • Location: Hong Kong
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent